0000899243-21-000471.txt : 20210105
0000899243-21-000471.hdr.sgml : 20210105
20210105182406
ACCESSION NUMBER: 0000899243-21-000471
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210105
DATE AS OF CHANGE: 20210105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASHKEN IAN G H
CENTRAL INDEX KEY: 0001093725
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39275
FILM NUMBER: 21507874
MAIL ADDRESS:
STREET 1: C/O MARIPOSA CAPITAL, LLC
STREET 2: 5200 BLUE LAGOON DRIVE, SUITE 855
CITY: MIAMI
STATE: FL
ZIP: 33126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APi Group Corp
CENTRAL INDEX KEY: 0001796209
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 981510303
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O API GROUP, INC.
STREET 2: 1100 OLD HIGHWAY 8 NW
CITY: NEW BRIGHTON
STATE: MN
ZIP: 55112
BUSINESS PHONE: 651-636-4320
MAIL ADDRESS:
STREET 1: C/O API GROUP, INC.
STREET 2: 1100 OLD HIGHWAY 8 NW
CITY: NEW BRIGHTON
STATE: MN
ZIP: 55112
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-31
0
0001796209
APi Group Corp
APG
0001093725
ASHKEN IAN G H
C/O API GROUP CORPORATION
1100 OLD HIGHWAY NW 8
NEW BRIGHTON
MN
55112
1
0
0
0
Common Stock
2020-12-31
4
J
0
2389999
0.00
A
4245999
I
By Mariposa Acquisition IV, LLC
Common Stock
2021-01-05
4
J
0
4245999
0.00
D
0
I
By Mariposa Acquisition IV, LLC
Common Stock
2021-01-05
4
J
0
4245999
0.00
A
4245999
I
By IGHA Holdings, LLLP
Common Stock
10000
I
By Ian G. H. Ashken Living Trust
Series A Preferred Stock
Common Stock
768000
768000
I
By Mariposa Acquisition IV, LLC
Restricted Stock Units
Common Stock
6920
6920
D
Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.
The shares of Common Stock (prior to the distribution described in footnote 3) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 4,245,999 shares of Common Stock and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
Represents a pro rata distribution from Mariposa Acquisition IV, LLC to its members.
The shares of Common Stock reported herein are held directly by IGHA Holdings, LLLP, the general partner of which is wholly-owned by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.
Reflects 10,000 shares of Common Stock previously held directly by Mr. Ashken which were contributed to the Ashken Trust.
The shares of Common Stock are held by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary.
The Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of Common Stock for no additional consideration. The Series A Preferred Stock shall automatically convert into Common Stock on the last day of the seventh full financial year of the Issuer following October 1, 2019 (or if such date is not a trading day, the first trading day immediately following such date).
Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.
These restricted stock units vest on the earlier of (i) August 13, 2021, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2021 annual meeting of stockholders.
/s/ Andrea Fike, as Attorney-in-Fact
2021-01-05