-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MZPJFb85RyGQm8JXFKRWw/i6GjGwJrbz0vd4k0ttHdFN+U1pQd3aOZEyhPbf8sJX x5Ysaso6gZuI3dFmaJLXDw== 0001209191-08-008659.txt : 20080208 0001209191-08-008659.hdr.sgml : 20080208 20080208130209 ACCESSION NUMBER: 0001209191-08-008659 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080207 FILED AS OF DATE: 20080208 DATE AS OF CHANGE: 20080208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTANIN VLADIMIR O CENTRAL INDEX KEY: 0001260718 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27527 FILM NUMBER: 08587891 MAIL ADDRESS: STREET 1: 9 BOLSHAYA YAKIMANKA STREET CITY: MOSCOW RUSSIA STATE: 1Z ZIP: 0000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MMC NORLISK NICKEL CENTRAL INDEX KEY: 0001260713 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27527 FILM NUMBER: 08587895 MAIL ADDRESS: STREET 1: VOZNESENSKY PEREULOK STREET 2: 22 USADBA CENTER MOSCOW CITY: RUSSIA STATE: 1Z ZIP: 0000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROKHOROV MIKHAIL D CENTRAL INDEX KEY: 0001260715 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27527 FILM NUMBER: 08587892 MAIL ADDRESS: STREET 1: VOZNESENSKY PEREULOK STREET 2: 22 USADBA CENTER CITY: MOSCOW RUSSIA STATE: 1Z ZIP: 0000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Branton LTD CENTRAL INDEX KEY: 0001359849 STATE OF INCORPORATION: C5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27527 FILM NUMBER: 08587893 BUSINESS ADDRESS: STREET 1: KING COURT, 1ST FLOOR, BAY STREET STREET 2: P.O. BOX N-3944 CITY: NASSAU STATE: C5 ZIP: 00000 BUSINESS PHONE: 357 25 868 000 MAIL ADDRESS: STREET 1: KING COURT, 1ST FLOOR, BAY STREET STREET 2: P.O. BOX N-3944 CITY: NASSAU STATE: C5 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMART HYDROGEN, INC. CENTRAL INDEX KEY: 0001359862 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27527 FILM NUMBER: 08587896 BUSINESS ADDRESS: STREET 1: 135 ARCH. MAKARIOS III AVE STREET 2: EMELLE BLDG 2ND FLOOR, OFFICE NO. 22 CITY: LIMASSOL STATE: G4 ZIP: CY-3021 BUSINESS PHONE: 357-2587-0762 MAIL ADDRESS: STREET 1: 135 ARCH. MAKARIOS III AVE STREET 2: EMELLE BLDG 2ND FLOOR, OFFICE NO. 22 CITY: LIMASSOL STATE: G4 ZIP: CY-3021 FORMER NAME: FORMER CONFORMED NAME: Smart Hydrogen Inc DATE OF NAME CHANGE: 20060419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clayburn Development Inc. CENTRAL INDEX KEY: 0001359865 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27527 FILM NUMBER: 08587894 BUSINESS ADDRESS: STREET 1: PASEA ESTATE STREET 2: ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: 357 25 87 07 62 MAIL ADDRESS: STREET 1: PASEA ESTATE STREET 2: ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 4/A 1 h53593_6shi.xml MAIN DOCUMENT DESCRIPTION X0202 4/A 2008-02-07 2008-02-08 0001093691 PLUG POWER INC PLUG 0001359862 SMART HYDROGEN, INC. 135 ARCH. MAKARIOS III AVENUE EMELLE BLDG., 2ND FLOOR, OFFICE NO.22 LIMASSOL, CYPRUS CY-3021 0 0 1 0 0001260713 MMC NORLISK NICKEL 22 VOZNESENSKY PEREULOK MOSCOW, RUSSIA 125009 0 0 1 0 0001359865 Clayburn Development Inc. PASEA ESTATE ROAD TOWN TORTOLA, BVI 0 0 1 0 0001359849 Branton LTD KINGS COURT, 1ST FLOOR BAY STREET, P.O. BOX N-3944 NASSAU, BAHAMAS 0 0 1 0 0001260715 PROKHOROV MIKHAIL D 22 VOZNESENSKY PEREULOK MOSCOW, RUSSIA 125009 0 0 1 0 0001260718 POTANIN VLADIMIR O 9 BOLSHAYA YAKIMANKA STREET MOSCOW, RUSSIA 119180 0 0 1 0 Common Stock, par value $0.01 per share 2008-02-07 4 P 0 150 2.99 A 4989854 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 500 3.00 A 4990354 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 4100 3.01 A 4994454 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 4300 3.02 A 4998754 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 5200 3.03 A 5003954 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 200 3.035 A 5004154 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 14100 3.04 A 5018254 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 100 3.045 A 5018354 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 5200 3.05 A 5023554 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 250 3.06 A 5023804 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 4800 3.07 A 5028604 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 1030 3.08 A 5029634 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 9870 3.09 A 5039504 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 2600 3.10 A 5042104 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 9300 3.11 A 5051404 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 2600 3.12 A 5054004 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 5800 3.13 A 5059804 D Common Stock, par value $0.01 per share 2008-02-07 4 P 0 1900 3.14 A 5061704 D Class B Capital Stock, par value $0.01 39500000 Common Stock, par value $0.01 395000 395000 D The shares reported above are held directly by Smart Hydrogen Inc. ("Smart Hydrogen"), which is jointly owned and controlled by Clayburn Development Inc. ("Clayburn") and Branton Limited ("Branton"). Branton and Clayburn share investment control and controlling shareholder status over Smart Hydrogen and, as such, are indirect beneficial owners of the reported shares of Common Stock and Class B Capital Stock. Clayburn is a wholly-owned subsidiary of MMC Norilsk Nickel ("Norilsk"). Therefore, Norilsk is an indirect beneficial owner of the reported shares of Common Stock. Mikhail D. Prokhorov and Vladimir O. Potanin share investment control and controlling shareholder status over Branton and Norilsk and, as such, are indirect beneficial owners of the reported shares of Common Stock and Class B Capital Stock. Each share of Class B Capital Stock is convertible at any time into 100 shares of Plug Power Inc.'s Common Stock, par value $0.01 per share, subject to certain adjustments in the case of a stock split or reverse stock split of the Common Stock or a reorganization, recapitalization, reclassification, consolidation or merger involving Plug Power Inc. /s/ Athina Karelidou, Director of Smart Hydrogen Inc. 2008-02-08 /s/ Denis S. Morozov, CEO and Chairman of the Management Board of MMC Norilsk Nickel 2008-02-08 /s/ Andrey Smirnov, Attorney-In-Fact for Clayburn Development Inc. 2008-02-08 /s/ Maria Lambrianidou, Dierctor of Branton Limited 2008-02-08 /s/ Mikhail D. Prokhorov 2008-02-08 /s/ Vladimir O. Potanin 2008-02-08 -----END PRIVACY-ENHANCED MESSAGE-----