0001104659-24-087835.txt : 20240809 0001104659-24-087835.hdr.sgml : 20240809 20240809163120 ACCESSION NUMBER: 0001104659-24-087835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240509 FILED AS OF DATE: 20240809 DATE AS OF CHANGE: 20240809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIDDLETON PAUL B CENTRAL INDEX KEY: 0001224978 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 241193308 MAIL ADDRESS: STREET 1: PLUG POWER INC. STREET 2: 968 ALBANY SHAKER RD. CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 125 VISTA BOULEVARD CITY: SLINGERLANDS STATE: NY ZIP: 12159 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 125 VISTA BOULEVARD CITY: SLINGERLANDS STATE: NY ZIP: 12159 4 1 tm2421321-3_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-05-09 0 0001093691 PLUG POWER INC PLUG 0001224978 MIDDLETON PAUL B C/O PLUG POWER INC. 125 VISTA BOULEVARD SLINGERLANDS NY 12159 0 1 0 0 CFO & Executive VP 0 Common Stock 2024-05-09 4 F 0 17082 2.52 D 307224 D Common Stock 2024-08-08 4 F 0 17081 2.08 D 290143 D Common Stock 46065 I 401(k) Plan Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards. Pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended (the "Plan"), each share was tendered to Issuer at the price per share on the closing date of May 8, 2024. Pursuant to the Plan, each share was tendered to Issuer at the price per share on the closing date of August 7, 2024. The Reporting Person holds 46,065 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of August 8, 2024. /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2024-08-09