0001104659-24-054935.txt : 20240430 0001104659-24-054935.hdr.sgml : 20240430 20240430161524 ACCESSION NUMBER: 0001104659-24-054935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240426 FILED AS OF DATE: 20240430 DATE AS OF CHANGE: 20240430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marsh Andrew CENTRAL INDEX KEY: 0001431827 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 24897422 MAIL ADDRESS: STREET 1: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 tm2413131-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-04-26 0 0001093691 PLUG POWER INC PLUG 0001431827 Marsh Andrew C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 1 0 0 President and CEO 0 Stock Option (Right to Buy) 2.41 2024-04-26 4 A 0 1500000 0.00 A 2031-04-26 Common Stock 1500000 1500000 D Awarded pursuant to Plug Power Inc.'s 2021 Stock Option and Incentive Plan, as amended. The shares underlying this stock option shall vest in three equal annual installments following the grant date, subject to the Reporting Person's continued service on each such vesting date; provided, however, that 750,000 shares underlying such option shall vest only if the daily volume weighted average price of the Company's common stock during any 30 consecutive trading day period ("VWAP") equals or exceeds $7.50 prior to April 30, 2025. /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2024-04-30