0001104659-23-102824.txt : 20230921
0001104659-23-102824.hdr.sgml : 20230921
20230921161605
ACCESSION NUMBER: 0001104659-23-102824
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230915
FILED AS OF DATE: 20230921
DATE AS OF CHANGE: 20230921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schmid Keith
CENTRAL INDEX KEY: 0001590336
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 231269281
MAIL ADDRESS:
STREET 1: C/O PLUG POWER INC.
STREET 2: 968 ALBANY SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
tm2326674-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-09-15
0
0001093691
PLUG POWER INC
PLUG
0001590336
Schmid Keith
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM
NY
12110
0
1
0
0
GM New Mkts & Pres New Prd Dv
0
Common Stock
2023-09-15
4
M
0
100000
0.57
A
517971
D
Common Stock
2023-09-15
4
F
0
13139
8.52
D
504832
D
Common Stock
46153
I
401(k) Plan
Stock Option (right to buy)
0.57
2023-09-15
4
M
0
100000
0
D
2023-10-23
Common Stock
100000
0
D
Represents shares tendered to the Issuer as payment of the exercise price of stock options and tax liability, based on the closing price of the Issuer's common stock on September 15, 2023 of $8.52 per share.
Reporting Person holds 46,153 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of September 20, 2023.
The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.
/s/ Gerard L. Conway, Jr., Attorney-in-Fact
2023-09-21