0001104659-22-082810.txt : 20220726 0001104659-22-082810.hdr.sgml : 20220726 20220726164013 ACCESSION NUMBER: 0001104659-22-082810 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220726 DATE AS OF CHANGE: 20220726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIS GARY K CENTRAL INDEX KEY: 0001121475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 221107581 MAIL ADDRESS: STREET 1: 3 MATSON RIDGE CITY: OLD LYME STATE: CT ZIP: 06371 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 tm2221594-10_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-06-30 0 0001093691 PLUG POWER INC PLUG 0001121475 WILLIS GARY K C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 0 0 0 Common Stock 2022-06-30 4 A 0 6789 0 A 425016 D Stock Option (Right to Buy) 16.57 2022-06-30 4 A 0 6789 0 A 2032-06-30 Common Stock 6789 6789 D Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The restricted stock vests (100%) on the first anniversary of the grant date. Stock option granted pursuant to Plug Power's 2021 Stock Option and Incentive Plan in accordance with the Non-Employee Director Compensation Plan. The options shall vest (100%) on the first anniversary of the grant date. /s/ Gerard L. Conway Jr., Attorney-in-Fact 2022-07-26