0001104659-21-136344.txt : 20211109 0001104659-21-136344.hdr.sgml : 20211109 20211109170347 ACCESSION NUMBER: 0001104659-21-136344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210922 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hull Martin Daniel CENTRAL INDEX KEY: 0001637696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 211393112 MAIL ADDRESS: STREET 1: 37 CHESTERWOOD DRIVE CITY: SELKIRK STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 tm2131018-6_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-09-22 0 0001093691 PLUG POWER INC PLUG 0001637696 Hull Martin Daniel C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 Corporate Controller and CAO Common Stock 2021-09-22 4 A 0 17500 0 A 68293 D Stock Option (Right to Buy) 26.92 2021-09-22 4 A 0 17500 0 A 2031-09-22 Common Stock 17500 17500 D Consists of a restricted stock award made pursuant to Plug Power's 2021 Stock Option and Incentive Plan. The restricted stock units vest in three substantially equal installments beginning on the first anniversary of the grant date. Awarded pursuant to Plug Power's 2021 Stock Option and Incentive Plan. The options shall vest in three substantially equal installments beginning on the first anniversary of the grant date. /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2021-11-09