0001104659-21-111566.txt : 20210831 0001104659-21-111566.hdr.sgml : 20210831 20210831160305 ACCESSION NUMBER: 0001104659-21-111566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210828 FILED AS OF DATE: 20210831 DATE AS OF CHANGE: 20210831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmid Keith CENTRAL INDEX KEY: 0001590336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 211227025 MAIL ADDRESS: STREET 1: C/O PLUG POWER INC. STREET 2: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 tm2126655-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-08-28 0 0001093691 PLUG POWER INC PLUG 0001590336 Schmid Keith C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 COO & Sr. VP Common Stock 2021-08-28 4 M 0 83333 A 483275 D Common Stock 2021-08-28 4 F 0 44275 26.60 D 439000 D Restricted Stock Unit 2021-08-28 4 M 0 83333 0 D Common Stock 83333 0 D Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards. On August 28, 2018, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date. /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2021-08-31