0001104659-21-108699.txt : 20210823
0001104659-21-108699.hdr.sgml : 20210823
20210823194529
ACCESSION NUMBER: 0001104659-21-108699
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210819
FILED AS OF DATE: 20210823
DATE AS OF CHANGE: 20210823
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIDDLETON PAUL B
CENTRAL INDEX KEY: 0001224978
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 211198241
MAIL ADDRESS:
STREET 1: PLUG POWER INC.
STREET 2: 968 ALBANY SHAKER RD.
CITY: LATHAM
STATE: NY
ZIP: 12110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
tm2125715-5_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-08-19
0
0001093691
PLUG POWER INC
PLUG
0001224978
MIDDLETON PAUL B
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM
NY
12110
0
1
0
0
CFO & Senior VP
Common Stock
2021-08-19
4
M
0
83334
A
283324
D
Common Stock
2021-08-19
4
F
0
39959
25.06
D
243365
D
Restricted Stock Unit
2021-08-19
4
M
0
83334
0
D
Common Stock
83334
83333
D
Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.
Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
On August 19, 2019, the Reporting Person was granted 250,000 restricted stock units, vesting in three substantially equal annual installments beginning on the first anniversary of the grant date.
/s/ Gerard L. Conway, Jr., Attorney-in-Fact
2021-08-23