0001104659-21-094883.txt : 20210722
0001104659-21-094883.hdr.sgml : 20210722
20210722160030
ACCESSION NUMBER: 0001104659-21-094883
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210509
FILED AS OF DATE: 20210722
DATE AS OF CHANGE: 20210722
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shrestha Sanjay K
CENTRAL INDEX KEY: 0001775802
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 211107588
MAIL ADDRESS:
STREET 1: 968 ALBANY SHAKER RD
CITY: LATHAM
STATE: NY
ZIP: 12110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
tm2122379-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-05-09
0
0001093691
PLUG POWER INC
PLUG
0001775802
Shrestha Sanjay K
C/O PLUG POWER INC.,
968 ALBANY-SHAKER ROAD
LATHAM
NY
12110
0
1
0
0
Chief Strategy Officer
Common Stock
2021-05-09
4
M
0
50000
A
275000
D
Common Stock
2021-07-13
4
S
0
5700
28.4325
D
269300
D
Common Stock
2021-07-15
4
F
0
14154
23.05
D
255146
D
Restricted Stock Unit
2021-05-09
4
M
0
50000
0
D
Common Stock
50000
50000
D
Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.
Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 9, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.19 to $28.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Tendered to Issuer to satisfy tax withholding obligations of Reporting Person in connection with the Reporting Person's restricted stock unit award.
On May 9, 2019, the Reporting Person was granted 150,000 restricted stock units, vesting in three substantially equal installments beginning on the first anniversary of the grant date. Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.
/s/ Gerard L. Conway, Jr., Attorney-in-Fact
2021-07-22