0001104659-21-094572.txt : 20210721 0001104659-21-094572.hdr.sgml : 20210721 20210721212256 ACCESSION NUMBER: 0001104659-21-094572 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210715 FILED AS OF DATE: 20210721 DATE AS OF CHANGE: 20210721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roth Johannes Minho CENTRAL INDEX KEY: 0001590334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 211105817 MAIL ADDRESS: STREET 1: C/O PLUG POWER INC. STREET 2: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 tm2122379-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-07-15 0 0001093691 PLUG POWER INC PLUG 0001590334 Roth Johannes Minho C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 0 0 0 Common Stock 2021-07-15 4 A 0 342 35.84 A 227712 D Common Stock 2021-07-15 4 A 0 358 34.19 A 228070 D Compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Directors Compensation Plan (the "Plan"). The issuance of common stock pursuant to the Plan was delayed due to the Issuer being delinquent in filing its periodic reports under the Securities Exchange Act of 1934, as amended, which reports have now been filed. /s/ Gerard L. Conway Jr., Attorney-in-Fact 2021-07-21