0001104659-21-001674.txt : 20210106
0001104659-21-001674.hdr.sgml : 20210106
20210106195256
ACCESSION NUMBER: 0001104659-21-001674
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210104
FILED AS OF DATE: 20210106
DATE AS OF CHANGE: 20210106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Conway Gerard L JR
CENTRAL INDEX KEY: 0001308706
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 21512495
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
tm211870-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-01-04
0
0001093691
PLUG POWER INC
PLUG
0001308706
Conway Gerard L JR
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM
NY
12110
0
1
0
0
Gen Counsel, Corp Sec, Sr VP
Common Stock
2021-01-04
4
M
0
108333
2.14
A
293852
D
Common Stock
2021-01-04
4
S
0
61538
31.9402
D
232314
D
Common Stock
2021-01-04
4
S
0
35095
32.7113
D
197219
D
Common Stock
2021-01-04
4
S
0
6100
33.6186
D
191119
D
Common Stock
2021-01-04
4
S
0
5600
34.5887
D
185519
D
Stock Option (Right to Buy)
2.14
2021-01-04
4
M
0
108333
0
D
2027-08-31
Common Stock
108333
0
D
Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.19 to $32.18,
inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.19 to $33.18,
inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.19 to $34.17,
inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.19 to $34.90,
inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The stock option granted to the Reporting Person is fully vested and exercisable as of the date hereof.
/s/ Gerard L. Conway, Jr.
2021-01-06