0001104659-20-136355.txt : 20201216
0001104659-20-136355.hdr.sgml : 20201216
20201216164655
ACCESSION NUMBER: 0001104659-20-136355
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201214
FILED AS OF DATE: 20201216
DATE AS OF CHANGE: 20201216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELMER MAUREEN O
CENTRAL INDEX KEY: 0001279977
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 201392972
MAIL ADDRESS:
STREET 1: 12 WEMBLY COURT
CITY: DELMAR
STATE: NY
ZIP: 12054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
tm2038684-2_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2020-12-14
0
0001093691
PLUG POWER INC
PLUG
0001279977
HELMER MAUREEN O
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM
NY
12110
1
0
0
0
Common Stock
2020-12-14
4
S
0
15011
26.1122
D
123698
D
Common Stock
2020-12-14
4
S
0
300
27.1367
D
123398
D
Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of August 19, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.71 to $26.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.84 to $27.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
/s/ Gerard L. Conway Jr., Attorney-in-Fact
2020-12-16