0001104659-20-114494.txt : 20201013 0001104659-20-114494.hdr.sgml : 20201013 20201013160126 ACCESSION NUMBER: 0001104659-20-114494 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201008 FILED AS OF DATE: 20201013 DATE AS OF CHANGE: 20201013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCNAMEE GEORGE C CENTRAL INDEX KEY: 0001008001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 201236280 MAIL ADDRESS: STREET 1: FIRST ALBANY COMPANIES INC. STREET 2: 677 BROADWAY CITY: ALBANY STATE: NY ZIP: 12207-2990 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2020-10-08 0 0001093691 PLUG POWER INC PLUG 0001008001 MCNAMEE GEORGE C C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 0 0 0 Common Stock 2020-10-08 4 M 0 15000 1.22 A 904058 D Common Stock 2020-10-08 4 M 0 15000 0.38 A 919058 D Common Stock 2020-10-08 4 M 0 15000 5.63 A 934058 D Common Stock 2020-10-08 4 S 0 45000 19.00 D 889058 D Stock Option (Right to Buy) 1.22 2020-10-08 4 M 0 15000 0 D 2022-05-16 Common Stock 15000 0 D Stock Option (Right to Buy) 0.38 2020-10-08 4 M 0 15000 0 D 2023-06-28 Common Stock 15000 0 D Stock Option (Right to Buy) 5.63 2020-10-08 4 M 0 15000 0 D 2024-07-23 Common Stock 15000 0 D Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020. The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. /s/ Gerard L. Conway Jr., Attorney-in-Fact 2020-10-13