0001104659-20-110505.txt : 20200930 0001104659-20-110505.hdr.sgml : 20200930 20200930174511 ACCESSION NUMBER: 0001104659-20-110505 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200928 FILED AS OF DATE: 20200930 DATE AS OF CHANGE: 20200930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conway Gerard L JR CENTRAL INDEX KEY: 0001308706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 201213551 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2020-09-28 0 0001093691 PLUG POWER INC PLUG 0001308706 Conway Gerard L JR C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 Gen Counsel, Corp Sec, Sr VP Common Stock 2020-09-28 4 A 0 175000 0 A 185519 D Stock Option (Right to Buy) 13.20 2020-09-28 4 A 0 87500 0 A 2030-09-28 Common Stock 87500 87500 D Stock Option (Right to Buy) 15.51 2020-09-28 4 A 0 87500 0 A 2030-09-28 Common Stock 87500 87500 D Consists of a restricted stock unit award made pursuant to the Issuer's 2011 Stock Option and Incentive Plan. The restricted stock units vest in three substantially equal installments beginning on the first anniversary of the grant date. Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. On September 28, 2020, the Reporting Person was granted 87,500 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. On September 28, 2020, the Reporting Person was granted 87,500 stock options, vesting in three substantially equal installments beginning on the first anniversary of the grant date. /s/ Gerard L. Conway Jr., Attorney-in-Fact 2020-09-30