0001104659-20-093890.txt : 20200812
0001104659-20-093890.hdr.sgml : 20200812
20200812160621
ACCESSION NUMBER: 0001104659-20-093890
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200810
FILED AS OF DATE: 20200812
DATE AS OF CHANGE: 20200812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIDDLETON PAUL B
CENTRAL INDEX KEY: 0001224978
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 201095509
MAIL ADDRESS:
STREET 1: PLUG POWER INC.
STREET 2: 968 ALBANY SHAKER RD.
CITY: LATHAM
STATE: NY
ZIP: 12110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
a4.xml
4
X0306
4
2020-08-10
0
0001093691
PLUG POWER INC
PLUG
0001224978
MIDDLETON PAUL B
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM
NY
12110
0
1
0
0
CFO & Senior VP
Plug Power Common Stock
2020-08-10
4
M
0
250000
2.43
A
318983
D
Plug Power Common Stock
2020-08-10
4
M
0
300000
1.72
A
618983
D
Plug Power Common Stock
2020-08-10
4
S
0
550000
12.0000
D
68983
D
Stock Option (Right to Buy)
2.43
2020-08-10
4
M
0
250000
0
D
2025-07-23
Common Stock
250000
0
D
Stock Option (Right to Buy)
1.72
2020-08-10
4
M
0
300000
0
D
2026-08-09
Common Stock
300000
0
D
Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 11, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.
/s/ Gerard L. Conway Jr., Attorney-in-Fact
2020-08-12