0001104659-20-092707.txt : 20200810 0001104659-20-092707.hdr.sgml : 20200810 20200810160214 ACCESSION NUMBER: 0001104659-20-092707 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200806 FILED AS OF DATE: 20200810 DATE AS OF CHANGE: 20200810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shrestha Sanjay K CENTRAL INDEX KEY: 0001775802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 201089262 MAIL ADDRESS: STREET 1: 968 ALBANY SHAKER RD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2020-08-06 0 0001093691 PLUG POWER INC PLUG 0001775802 Shrestha Sanjay K C/O PLUG POWER INC., 968 ALBANY-SHAKER ROAD LATHAM NY 12110 0 1 0 0 Chief Strategy Officer Common Stock 2020-08-06 4 M 0 20000 2.31 A 20000 D Common Stock 2020-08-06 4 S 0 20000 10.1509 D 0 D Stock Option (Right to Buy) 2.31 2020-08-06 4 M 0 20000 0 D 2029-05-09 Common Stock 20000 100000 D Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of June 9, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.11 to $10.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. 50,000 options vested on May 9, 2020, 50,000 options vest on May 9, 2021 and 50,000 options vest on May 9, 2022. /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2020-08-10