0001104659-20-079679.txt : 20200701 0001104659-20-079679.hdr.sgml : 20200701 20200701160158 ACCESSION NUMBER: 0001104659-20-079679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200629 FILED AS OF DATE: 20200701 DATE AS OF CHANGE: 20200701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conway Gerard L JR CENTRAL INDEX KEY: 0001308706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 201005371 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2020-06-29 0 0001093691 PLUG POWER INC PLUG 0001308706 Conway Gerard L JR C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 Gen. Counsel, Corp Sec, Sr VP Plug Power Common Stock 2020-06-29 4 M 0 41000 6.10 A 51519 D Plug Power Common Stock 2020-06-29 4 M 0 250000 5.39 A 301519 D Plug Power Common Stock 2020-06-29 4 S 0 291000 7.9445 D 10519 D Stock Option (right to buy) 6.10 2020-06-29 4 M 0 41000 0 D 2021-04-13 Common Stock 41000 0 D Stock Option (right to buy) 5.39 2020-06-29 4 M 0 250000 0 D 2024-07-24 Common Stock 250000 0 D Shares sold pursuant to a pre-established 10b5-1 trading plan effective as of March 16, 2020. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $8.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. This option was previously reported as covering 410,000 shares at an exercise price of $0.61 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on May 19, 2011. The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. /s/ Gerard L. Conway, Jr. 2020-07-01