0001104659-20-077007.txt : 20200625
0001104659-20-077007.hdr.sgml : 20200625
20200625204547
ACCESSION NUMBER: 0001104659-20-077007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200623
FILED AS OF DATE: 20200625
DATE AS OF CHANGE: 20200625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marsh Andrew
CENTRAL INDEX KEY: 0001431827
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 20990916
MAIL ADDRESS:
STREET 1: 968 ALBANY SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
a4.xml
4
X0306
4
2020-06-23
0
0001093691
PLUG POWER INC
PLUG
0001431827
Marsh Andrew
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM
NY
12110
1
1
0
0
President & CEO
Plug Power Common Stock
2020-06-23
4
M
0
150566
2.43
A
254978
D
Plug Power Common Stock
2020-06-23
4
M
0
105041
2.14
A
306019
D
Plug Power Common Stock
2020-06-23
4
S
0
255607
7.0029
D
104412
D
Plug Power Common Stock
2020-06-24
4
M
0
599434
2.43
A
703846
D
Plug Power Common Stock
2020-06-24
4
M
0
361625
2.14
A
1065471
D
Plug Power Common Stock
2020-06-24
4
S
0
961059
7.3039
D
104412
D
Stock Option (Right to Buy)
2.43
2020-06-23
4
M
0
150566
0
D
2025-07-23
Common Stock
150566
599434
D
Stock Option (Right to Buy)
2.14
2020-06-23
4
M
0
105041
0
D
2027-08-31
Common Stock
105041
828293
D
Stock Option (Right to Buy)
2.43
2020-06-24
4
M
0
599434
0
D
2025-07-23
Common Stock
599434
0
D
Stock Option (Right to Buy)
2.14
2020-06-24
4
M
0
361625
0
D
2027-08-31
Common Stock
361625
466668
D
Shares sold pursuant to a pre-established 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.029, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.071 to $7.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.
466,666 options vested on August 31, 2018, 466,667 options vested on August 31, 2019 and 466,667 options vest on August 31, 2020.
/s/ Gerard L. Conway, Jr., Attorney-in-Fact
2020-06-25