0001104659-20-077004.txt : 20200625
0001104659-20-077004.hdr.sgml : 20200625
20200625204533
ACCESSION NUMBER: 0001104659-20-077004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200623
FILED AS OF DATE: 20200625
DATE AS OF CHANGE: 20200625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HELMER MAUREEN O
CENTRAL INDEX KEY: 0001279977
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 20990910
MAIL ADDRESS:
STREET 1: 12 WEMBLY COURT
CITY: DELMAR
STATE: NY
ZIP: 12054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
a4.xml
4
X0306
4
2020-06-23
0
0001093691
PLUG POWER INC
PLUG
0001279977
HELMER MAUREEN O
C/O PLUG POWER INC.
968 ALBANY SHAKER ROAD
LATHAM
NY
12110
1
0
0
0
Plug Power Common Stock
2020-06-23
4
M
0
1200
5.10
A
248313
D
Plug Power Common Stock
2020-06-23
4
M
0
10000
1.22
A
258313
D
Plug Power Common Stock
2020-06-23
4
M
0
10000
0.38
A
268313
D
Plug Power Common Stock
2020-06-23
4
M
0
10000
5.63
A
278313
D
Plug Power Common Stock
2020-06-23
4
M
0
30000
2.62
A
308313
D
Plug Power Common Stock
2020-06-23
4
M
0
30000
1.76
A
338313
D
Plug Power Common Stock
2020-06-23
4
M
0
29343
2.13
A
367656
D
Plug Power Common Stock
2020-06-23
4
M
0
29621
2.11
A
397277
D
Plug Power Common Stock
2020-06-23
4
S
0
150164
6.2901
D
247113
D
Stock Option (right to buy)
5.10
2020-06-23
4
M
0
1200
0
D
2021-05-12
Common Stock
1200
0
D
Stock Option (right to buy)
1.22
2020-06-23
4
M
0
10000
0
D
2022-05-16
Common Stock
10000
0
D
Stock Option (right to buy)
0.38
2020-06-23
4
M
0
10000
0
D
2023-06-28
Common Stock
10000
0
D
Stock Option (right to buy)
5.63
2020-06-23
4
M
0
10000
0
D
2024-07-23
Common Stock
10000
0
D
Stock Option (right to buy)
2.62
2020-06-23
4
M
0
30000
0
D
2025-05-21
Common Stock
30000
0
D
Stock Option (right to buy)
1.76
2020-06-23
4
M
0
30000
0
D
2026-05-18
Common Stock
30000
0
D
Stock Option (right to buy)
2.13
2020-06-23
4
M
0
29343
0
D
2027-06-28
Common Stock
29343
0
D
Stock Option (right to buy)
2.11
2020-06-23
4
M
0
29621
0
D
2028-05-16
Common Stock
29621
0
D
Shares sold pursuant to a pre-established 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.10 to $6.2916, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
The stock option granted to the reporting person is fully vested and exercisable as of the date hereof.
/s/ Gerard L. Conway, Jr., Attorney-in-Fact
2020-06-25