0001104659-20-024085.txt : 20200224 0001104659-20-024085.hdr.sgml : 20200224 20200224074359 ACCESSION NUMBER: 0001104659-20-024085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200218 FILED AS OF DATE: 20200224 DATE AS OF CHANGE: 20200224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schmid Keith CENTRAL INDEX KEY: 0001590336 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 20642076 MAIL ADDRESS: STREET 1: C/O PLUG POWER INC. STREET 2: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2020-02-18 0 0001093691 PLUG POWER INC PLUG 0001590336 Schmid Keith C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 COO & Sr. VP Plug Power Common Stock 2020-02-18 4 M 0 50000 0.57 A 119020 D Plug Power Common Stock 2020-02-18 4 S 0 50000 5.00 D 69020 D Plug Power Common Stock 2020-02-20 4 M 0 50000 0.57 A 119020 D Plug Power Common Stock 2020-02-20 4 S 0 50000 6.00 D 69020 D Stock Option (right to buy) 0.57 2020-02-18 4 M 0 50000 0 D 2023-10-23 Common Stock 50000 350000 D Stock Option (right to buy) 0.57 2020-02-20 4 M 0 50000 0 D 2023-10-23 Common Stock 50000 300000 D Shares sold pursuant to a pre-established 10b5-1 trading plan. The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2020-02-24