0001104659-20-024084.txt : 20200224 0001104659-20-024084.hdr.sgml : 20200224 20200224074344 ACCESSION NUMBER: 0001104659-20-024084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200218 FILED AS OF DATE: 20200224 DATE AS OF CHANGE: 20200224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hull Martin Daniel CENTRAL INDEX KEY: 0001637696 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 20642075 MAIL ADDRESS: STREET 1: 37 CHESTERWOOD DRIVE CITY: SELKIRK STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2020-02-18 0 0001093691 PLUG POWER INC PLUG 0001637696 Hull Martin Daniel C/O PLUG POWER INC. 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 Corporate Controller and CAO Plug Power Common Stock 2020-02-18 4 M 0 25000 2.52 A 33836 D Plug Power Common Stock 2020-02-18 4 M 0 10000 1.72 A 43836 D Plug Power Common Stock 2020-02-18 4 S 0 35000 5.00 D 8836 D Plug Power Common Stock 2020-02-19 4 M 0 25000 2.52 A 33836 D Plug Power Common Stock 2020-02-19 4 M 0 10000 1.72 A 43836 D Plug Power Common Stock 2020-02-19 4 S 0 35000 5.50 D 8836 D Plug Power Common Stock 2020-02-20 4 M 0 35000 1.72 A 43836 D Plug Power Common Stock 2020-02-20 4 S 0 35000 6.00 D 8836 D Stock Option (right to buy) 2.52 2020-02-18 4 M 0 25000 0 D 2025-04-01 Common Stock 25000 25000 D Stock Option (right to buy) 1.72 2020-02-18 4 M 0 10000 0 D 2026-08-09 Common Stock 10000 45000 D Stock Option (right to buy) 2.52 2020-02-19 4 M 0 25000 0 D 2025-04-01 Common Stock 25000 0 D Stock Option (right to buy) 1.72 2020-02-19 4 M 0 10000 0 D 2026-08-09 Common Stock 10000 35000 D Stock Option (right to buy) 1.72 2020-02-20 4 M 0 35000 0 D 2026-08-09 Common Stock 35000 0 D Shares sold pursuant to a pre-established 10b5-1 trading plan. The Form 4 filed on April 1, 2015 included an incorrect exercise price ($2.60) and an incorrect expiration date (12/01/2025). The stock option granted to the reporting person is fully vested and exercisable as of the date hereof. /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2020-02-24