0001104659-18-054552.txt : 20180830 0001104659-18-054552.hdr.sgml : 20180830 20180830180649 ACCESSION NUMBER: 0001104659-18-054552 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180828 FILED AS OF DATE: 20180830 DATE AS OF CHANGE: 20180830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIDDLETON PAUL B CENTRAL INDEX KEY: 0001224978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 181048101 MAIL ADDRESS: STREET 1: PLUG POWER INC. STREET 2: 968 ALBANY SHAKER RD. CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2018-08-28 0 0001093691 PLUG POWER INC PLUG 0001224978 MIDDLETON PAUL B C/O PLUG POWER INC., 968 ALBANY-SHAKER ROAD LATHAM NY 12110 0 1 0 0 Chief Financial Officer & SrVP Stock Option (right to buy) 1.96 2018-08-28 4 A 0 200000 0 A 2028-08-28 Common Stock 200000 200000 D Restricted Stock Unit 2018-08-28 4 A 0 200000 0 A Common Stock 200000 200000 D Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. 66,666 options vest on August 28, 2019, 66,667 options vest on August 28, 2020 and 66,667 options vest on August 28, 2021. Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. 66,666 restricted stock units vest on August 28, 2019, 66,667 restricted stock units vest on August 28, 2020 and 66,667 restricted stock units vest on August 28, 2021 /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2018-08-30