0001104659-16-140464.txt : 20160818 0001104659-16-140464.hdr.sgml : 20160818 20160818160532 ACCESSION NUMBER: 0001104659-16-140464 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160809 FILED AS OF DATE: 20160818 DATE AS OF CHANGE: 20160818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIDDLETON PAUL B CENTRAL INDEX KEY: 0001224978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 161841019 MAIL ADDRESS: STREET 1: PLUG POWER INC. STREET 2: 968 ALBANY SHAKER RD. CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2016-08-09 0 0001093691 PLUG POWER INC PLUG 0001224978 MIDDLETON PAUL B C/O PLUG POWER INC., 968 ALBANY-SHAKER ROAD LATHAM NY 12110 0 1 0 0 Chief Financial Officer Stock Option (right to buy) 1.72 2016-08-09 4 A 0 300000 0 A 2016-08-09 Common Stock 300000 300000 D Awarded pursuant to the Issuer's 2011 Stock Option and Incentive Plan. 100,000 options vest on August 9, 2017, 100,000 options vest on August 9, 2018 and 100,000 options vest on August 9, 2019. /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2016-08-18