0001104659-16-134366.txt : 20160726 0001104659-16-134366.hdr.sgml : 20160726 20160726161526 ACCESSION NUMBER: 0001104659-16-134366 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160723 FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marsh Andrew CENTRAL INDEX KEY: 0001431827 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 161784535 MAIL ADDRESS: STREET 1: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2016-07-23 0 0001093691 PLUG POWER INC PLUG 0001431827 Marsh Andrew C/O PLUG POWER INC., 968 ALBANY-SHAKER ROAD LATHAM NY 12110 1 1 0 0 President and CEO Common Stock 2016-07-23 4 M 0 122222 A 525606 D Common Stock 2016-07-23 4 F 0 72747 1.79 D 452859 D Common Stock 61843 I By 401(k) Plan Restricted Stock Units 2016-07-23 4 M 0 122222 0 D Common Stock 122222 0 D Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds 61,843 shares of Plug Power Common Stock under a 401(k) plan. The information in this report is based on a plan statement as of December 31, 2015. Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan. The restricted stock units are fully vested as of July 23, 2016. /s/ Gerard L. Conway, Jr., Attorney-in-Fact 2016-07-26