0001104659-16-134363.txt : 20160726 0001104659-16-134363.hdr.sgml : 20160726 20160726161356 ACCESSION NUMBER: 0001104659-16-134363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160723 FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Conway Gerard L JR CENTRAL INDEX KEY: 0001308706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 161784523 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2016-07-23 0 0001093691 PLUG POWER INC PLUG 0001308706 Conway Gerard L JR C/O PLUG POWER INC., 968 ALBANY-SHAKER ROAD LATHAM NY 12110 0 1 0 0 General Counsel Common Stock 2016-07-23 4 M 0 11111 A 16373 D Common Stock 2016-07-23 4 F 0 5854 1.79 D 10519 D Common Stock 38949 I By 401(k) Plan Restricted Stock Units 2016-07-23 4 M 0 11111 0 D Common Stock 11111 0 D Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds 38,949 shares of Plug Power Common Stock under a 401(k) plan. The information in this report is based on a plan statement as of December 31, 2015. Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan. The restricted stock units are fully vested as of July 23, 2016. /s/ Gerard L. Conway, Jr. 2016-07-26