0001104659-16-097414.txt : 20160216
0001104659-16-097414.hdr.sgml : 20160215
20160216171657
ACCESSION NUMBER: 0001104659-16-097414
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marsh Andrew
CENTRAL INDEX KEY: 0001431827
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 161430242
MAIL ADDRESS:
STREET 1: 968 ALBANY SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
5
1
a5.xml
5
X0306
5
2015-12-31
0
0
1
0001093691
PLUG POWER INC
PLUG
0001431827
Marsh Andrew
C/O PLUG POWER INC.,
968 ALBANY-SHAKER ROAD
LATHAM
NY
12210
1
1
0
0
President and CEO
Common Stock
2015-07-23
4
M
0
L
122223
A
452422
D
Common Stock
2015-07-23
4
F
0
L
71926
2.43
D
452422
D
Common Stock
61843
I
By 401(k) Plan
Restricted Stock Units
2015-07-23
4
M
0
L
122223
0
D
Common Stock
122223
122222
D
Option to purchase Plug Power Common Stock
2.43
2015-07-23
4
A
0
L
750000
0
A
2025-07-23
Common Stock
750000
2296850
D
Restricted stock units convert into common stock on a one-for-one basis.
The reporting person holds 61,843 shares of Plug Power Common Stock under a 401(k) plan. The information in this report is based on a plan statement as of December 31, 2015.
Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan.
The restricted stock units vest as follows: 122,222 shares vest on July 23, 2014; 122,223 shares vest on July 23, 2015; 122,222 shares lapse on July 23, 2016.
250,000 options vest on July 23, 2016, 250,000 options vest on July 23, 2017 and 250,000 options vest on July 23, 2018.
/s/ Gerard L. Conway Jr., Attorney-in-Fact
2016-02-16