0001104659-16-097414.txt : 20160216 0001104659-16-097414.hdr.sgml : 20160215 20160216171657 ACCESSION NUMBER: 0001104659-16-097414 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marsh Andrew CENTRAL INDEX KEY: 0001431827 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 161430242 MAIL ADDRESS: STREET 1: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 5 1 a5.xml 5 X0306 5 2015-12-31 0 0 1 0001093691 PLUG POWER INC PLUG 0001431827 Marsh Andrew C/O PLUG POWER INC., 968 ALBANY-SHAKER ROAD LATHAM NY 12210 1 1 0 0 President and CEO Common Stock 2015-07-23 4 M 0 L 122223 A 452422 D Common Stock 2015-07-23 4 F 0 L 71926 2.43 D 452422 D Common Stock 61843 I By 401(k) Plan Restricted Stock Units 2015-07-23 4 M 0 L 122223 0 D Common Stock 122223 122222 D Option to purchase Plug Power Common Stock 2.43 2015-07-23 4 A 0 L 750000 0 A 2025-07-23 Common Stock 750000 2296850 D Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds 61,843 shares of Plug Power Common Stock under a 401(k) plan. The information in this report is based on a plan statement as of December 31, 2015. Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan. The restricted stock units vest as follows: 122,222 shares vest on July 23, 2014; 122,223 shares vest on July 23, 2015; 122,222 shares lapse on July 23, 2016. 250,000 options vest on July 23, 2016, 250,000 options vest on July 23, 2017 and 250,000 options vest on July 23, 2018. /s/ Gerard L. Conway Jr., Attorney-in-Fact 2016-02-16