0001104659-15-083089.txt : 20151204
0001104659-15-083089.hdr.sgml : 20151204
20151204204305
ACCESSION NUMBER: 0001104659-15-083089
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151201
FILED AS OF DATE: 20151204
DATE AS OF CHANGE: 20151204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIDDLETON PAUL B
CENTRAL INDEX KEY: 0001224978
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 151271124
MAIL ADDRESS:
STREET 1: PLUG POWER INC.
STREET 2: 968 ALBANY SHAKER RD.
CITY: LATHAM
STATE: NY
ZIP: 12110
4/A
1
a4a.xml
4/A
X0306
4/A
2015-12-01
2015-12-03
0
0001093691
PLUG POWER INC
PLUG
0001224978
MIDDLETON PAUL B
C/O PLUG POWER INC.
968 ALBANY-SHAKER ROAD
LATHAM
NY
12110
0
1
0
0
SVP, CFO - See Remarks
Common Stock
2015-12-01
4
M
0
13334
A
13334
D
Common Stock
2015-12-01
4
F
0
5248
2.19
D
8086
D
Restricted Stock Units
2015-12-01
4
M
0
13334
0
D
Common Stock
13334
26666
D
Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.
The restricted stock units vest in equal monthly installments over a three-year period beginning on December 1, 2014. All unvested restricted stock units will vest effective upon the consummation of a change in control.
This amendment is being filed solely to correct the title of the reporting person on his original Form 4 filed on December 3, 2015 (the "Original Form 4"). The Original Form 4 indicated that the reporting person held the title of President and Chief Financial Officer when he in fact holds the title of Senior Vice President and Chief Financial Officer. Paul Middleton serves as the Chief Financial Officer of Plug Power Inc.
/s/Gerard L. Conway, Jr., Attorney-in-fact
2015-12-04