0001104659-15-083089.txt : 20151204 0001104659-15-083089.hdr.sgml : 20151204 20151204204305 ACCESSION NUMBER: 0001104659-15-083089 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20151204 DATE AS OF CHANGE: 20151204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIDDLETON PAUL B CENTRAL INDEX KEY: 0001224978 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 151271124 MAIL ADDRESS: STREET 1: PLUG POWER INC. STREET 2: 968 ALBANY SHAKER RD. CITY: LATHAM STATE: NY ZIP: 12110 4/A 1 a4a.xml 4/A X0306 4/A 2015-12-01 2015-12-03 0 0001093691 PLUG POWER INC PLUG 0001224978 MIDDLETON PAUL B C/O PLUG POWER INC. 968 ALBANY-SHAKER ROAD LATHAM NY 12110 0 1 0 0 SVP, CFO - See Remarks Common Stock 2015-12-01 4 M 0 13334 A 13334 D Common Stock 2015-12-01 4 F 0 5248 2.19 D 8086 D Restricted Stock Units 2015-12-01 4 M 0 13334 0 D Common Stock 13334 26666 D Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. The restricted stock units vest in equal monthly installments over a three-year period beginning on December 1, 2014. All unvested restricted stock units will vest effective upon the consummation of a change in control. This amendment is being filed solely to correct the title of the reporting person on his original Form 4 filed on December 3, 2015 (the "Original Form 4"). The Original Form 4 indicated that the reporting person held the title of President and Chief Financial Officer when he in fact holds the title of Senior Vice President and Chief Financial Officer. Paul Middleton serves as the Chief Financial Officer of Plug Power Inc. /s/Gerard L. Conway, Jr., Attorney-in-fact 2015-12-04