0001104659-15-082727.txt : 20151203 0001104659-15-082727.hdr.sgml : 20151203 20151203162318 ACCESSION NUMBER: 0001104659-15-082727 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20151203 DATE AS OF CHANGE: 20151203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIDDLETON PAUL B CENTRAL INDEX KEY: 0001224978 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 151267641 MAIL ADDRESS: STREET 1: PLUG POWER INC. STREET 2: 968 ALBANY SHAKER RD. CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2015-12-01 0 0001093691 PLUG POWER INC PLUG 0001224978 MIDDLETON PAUL B C/O PLUG POWER INC. 968 ALBANY-SHAKER ROAD LATHAM NY 12110 0 1 0 0 President, CFO Common Stock 2015-12-01 4 M 0 13334 A 13334 D Common Stock 2015-12-01 4 F 0 5248 2.19 D 8086 D Restricted Stock Units 2015-12-01 4 M 0 13334 0 D Common Stock 13334 26666 D Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. The restricted stock units vest in equal monthly installments over a three-year period beginning on December 1, 2014. All unvested restricted stock units will vest effective upon the consummation of a change in control. Andrew Marsh serves as the Chief Financial Officer of Plug Power Inc. /s/Gerard L. Conway, Jr., Attorney-in-fact 2015-12-03