0001104659-15-062090.txt : 20150827 0001104659-15-062090.hdr.sgml : 20150827 20150827122820 ACCESSION NUMBER: 0001104659-15-062090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150827 FILED AS OF DATE: 20150827 DATE AS OF CHANGE: 20150827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marsh Andrew CENTRAL INDEX KEY: 0001431827 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 151077945 MAIL ADDRESS: STREET 1: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0306 4 2015-08-27 0 0001093691 PLUG POWER INC PLUG 0001431827 Marsh Andrew C/O PLUG POWER INC. 968 ALBANY-SHAKER ROAD LATHAM NY 12110 1 1 0 0 President and CEO Common Stock 2015-08-27 4 X 0 26882 0.93 A 270435 D Warrant (right to buy) 0.93 2015-08-27 4 X 0 26882 0 D 2016-05-31 Common Stock 26882 1935022 D This Warrant previously reported as relating to 15,000 shares with an exercise price of $3.00 per share. As a result of the Warrant's adjustment provisions, the Warrant was adjusted to related to 48,387 shares and an exercise price of $0.93 per share. This Warrant has been exercised in exchange for a cash payment by the reporting owner. Warrant became exerciseable upon issuance. /s/ Gerard L. Conway, attorney-in-fact 2015-08-27