0001104659-14-085062.txt : 20141205 0001104659-14-085062.hdr.sgml : 20141205 20141205133702 ACCESSION NUMBER: 0001104659-14-085062 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141201 FILED AS OF DATE: 20141205 DATE AS OF CHANGE: 20141205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIDDLETON PAUL B CENTRAL INDEX KEY: 0001224978 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 141268786 MAIL ADDRESS: STREET 1: PLUG POWER INC. STREET 2: 968 ALBANY SHAKER RD. CITY: LATHAM STATE: NY ZIP: 12110 3 1 a3.xml 3 X0206 3 2014-12-01 0 0001093691 PLUG POWER INC PLUG 0001224978 MIDDLETON PAUL B C/O PLUG POWER INC. 968 ALBANY-SHAKER ROAD LATHAM NY 12110 0 1 0 0 SVP, Chief Financial Officer Stock Options 3.54 2024-12-01 Common Stock 250000 D Restricted Stock Units 2024-12-01 Common Stock 40000 D The stock options vest in equal monthly installments over a three-year period beginning on December 1, 2014. All unvested options will vest effective upon the consummation of a change in control. The restricted stock units vest in equal monthly installments over a three-year period beginning on December 1, 2014. All unvested restricted stock units will vest effective upon the consummation of a change in control. Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock. Paul Middleton serves as the Chief Financial Officer of Plug Power Inc. /s/ Paul B. Middleton 2014-12-03