0001104659-14-085062.txt : 20141205
0001104659-14-085062.hdr.sgml : 20141205
20141205133702
ACCESSION NUMBER: 0001104659-14-085062
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141201
FILED AS OF DATE: 20141205
DATE AS OF CHANGE: 20141205
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIDDLETON PAUL B
CENTRAL INDEX KEY: 0001224978
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 141268786
MAIL ADDRESS:
STREET 1: PLUG POWER INC.
STREET 2: 968 ALBANY SHAKER RD.
CITY: LATHAM
STATE: NY
ZIP: 12110
3
1
a3.xml
3
X0206
3
2014-12-01
0
0001093691
PLUG POWER INC
PLUG
0001224978
MIDDLETON PAUL B
C/O PLUG POWER INC.
968 ALBANY-SHAKER ROAD
LATHAM
NY
12110
0
1
0
0
SVP, Chief Financial Officer
Stock Options
3.54
2024-12-01
Common Stock
250000
D
Restricted Stock Units
2024-12-01
Common Stock
40000
D
The stock options vest in equal monthly installments over a three-year period beginning on December 1, 2014. All unvested options will vest effective upon the consummation of a change in control.
The restricted stock units vest in equal monthly installments over a three-year period beginning on December 1, 2014. All unvested restricted stock units will vest effective upon the consummation of a change in control.
Each restricted stock unit is the equivalent of one share of Plug Power Inc. common stock.
Paul Middleton serves as the Chief Financial Officer of Plug Power Inc.
/s/ Paul B. Middleton
2014-12-03