0001104659-11-027911.txt : 20110510 0001104659-11-027911.hdr.sgml : 20110510 20110510192113 ACCESSION NUMBER: 0001104659-11-027911 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110322 FILED AS OF DATE: 20110510 DATE AS OF CHANGE: 20110510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MMC NORLISK NICKEL CENTRAL INDEX KEY: 0001260713 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 11829833 MAIL ADDRESS: STREET 1: VOZNESENSKY PEREULOK STREET 2: 22 USADBA CENTER MOSCOW CITY: RUSSIA STATE: 1Z ZIP: 0000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1210 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 a4.xml 4 X0303 4 2011-03-22 1 0001093691 PLUG POWER INC PLUG 0001260713 MMC NORLISK NICKEL VOZNESENSKY PEREULOK 22 USADBA CENTER MOSCOW RUSSIA 1Z 0000 RUSSIAN FEDERATION 0 0 1 0 Common Stock, par value $0.01 per share 2011-03-22 4 J 0 44626939 D 0 I See Footnote See Exhibit 99.1. /s/ Elena Bezdenezhnykh, General Counsel 2011-05-10 EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99

Exhibit 99.1

 

 

Filer:  MMC Norilsk Nickel

 

Address: 22, Voznesensky Pereulok, Moscow, 125009, Russia

 

Relationship of Reporting Person to Issuer:  10% owner

 

Explanation of Response:

 

This Form 4 is being filed by MMC Norilsk Nickel (“Norilsk Nickel”) to disclose that it no longer owns a direct interest in OJSC “Third Generation Company of the Wholesale Electricity Market” (“OGK-3”), a former subsidiary of Norilsk Nickel, and therefore is not a beneficial owner of the 44,626,939 shares of common stock, par value $0.01 per share, of Plug Power Inc. held by OGK-3.  CJSC INTER RAO Capital acquired 65.16% of the outstanding shares of OGK-3 from Norilsk Nickel on March 18, 2011 and 14.08% of the outstanding shares of OGK-3 shares from JSC “Intergeneration,” a subsidiary of Norilsk Nickel (9.58% on March 18, 2011 and 4.5% on March 22, 2011).  As of March 22, 2011, Norilsk Nickel and its subsidiaries no longer own a direct interest in OGK-3.