0001104659-11-017903.txt : 20110331 0001104659-11-017903.hdr.sgml : 20110331 20110331141031 ACCESSION NUMBER: 0001104659-11-017903 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110318 FILED AS OF DATE: 20110331 DATE AS OF CHANGE: 20110331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1210 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JSC INTER RAO Capital CENTRAL INDEX KEY: 0001517000 STATE OF INCORPORATION: 1Z FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 11725241 BUSINESS ADDRESS: STREET 1: 13, 2-AYA ZVENIGORODSKAYA STREET STREET 2: BUILDING 42 CITY: MOSCOW STATE: 1Z ZIP: 123022 BUSINESS PHONE: 74959670527(EXT2214) MAIL ADDRESS: STREET 1: 13, 2-AYA ZVENIGORODSKAYA STREET STREET 2: BUILDING 42 CITY: MOSCOW STATE: 1Z ZIP: 123022 3 1 a3.xml 3 X0203 3 2011-03-18 0 0001093691 PLUG POWER INC PLUG 0001517000 JSC INTER RAO Capital 13, 2-AYA ZVENIGORODSKAYA STREET MOSCOW 1Z 123610 RUSSIAN FEDERATION 0 0 1 0 Common Stock, par value $0.01 per share 44626939 I See Footnote 1. See Exhibit 99.1 /s/ Olga Voronkova Olga Voronkova, General Director of JSC INTER RAO Capital 2011-03-31 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Filer:  JSC “INTER RAO Capital” (“INTER RAO Capital”)

 

Address:  building 42, 13, 2-aya Zvenigorodskaya street, Moscow, 123022, Russia

 

Relationship of Reporting Person to Issuer:  10% owner

 

Explanation of Response:

 

As of the date hereof, OJSC “Third Generation Company of the Wholesale Electricity Market” (“OGK-3”) is the beneficial owner of 44,626,939 shares of Common Stock, or approximately 33.85% of the Issuer’s outstanding Common Stock (the “Shares”).  On March 18, 2011, INTER RAO Capital acquired 74.74% of OGK-3’s shares.  INTER RAO Capital is a wholly-owned subsidiary of JSC “INTER RAO UES” (“INTER RAO UES”).  On March 21, 2011, INTER RAO Capital contributed 65.16% of OGK-3’s shares to INTER RAO UES’ share capital through subscription.  On March 22, 2011, INTER RAO Capital acquired an additional 4.5% of OGK-3’s shares and contributed the remainder of its holdings in OGK-3, 14.08% of OGK-3’s shares, to INTER RAO UES’ share capital through subscription.  By virtue of its acquisition of such OGK-3 shares, INTER RAO Capital could have been deemed, pursuant to Section 16 of the Securities Exchange Act of 1934, as amended, and rules of the Securities and Exchange Commission adopted thereunder, to have the power to vote or direct the voting of and the power to dispose or direct the disposition of, such Shares.  Accordingly, pursuant to such rules, INTER RAO Capital could have been deemed to be the beneficial owner of the Shares.

 

INTER RAO Capital has expressly disclaimed, for all purposes, beneficial ownership of all securities reported on this Form 3.  This report shall not be deemed an admission that INTER RAO Capital is or was the beneficial owner of such securities for any purpose.