0001104659-11-017431.txt : 20110329 0001104659-11-017431.hdr.sgml : 20110329 20110329163534 ACCESSION NUMBER: 0001104659-11-017431 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110318 FILED AS OF DATE: 20110329 DATE AS OF CHANGE: 20110329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1210 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joint Stock Co INTER RAO UES CENTRAL INDEX KEY: 0001506243 STATE OF INCORPORATION: 1Z FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 11719094 BUSINESS ADDRESS: STREET 1: 12, KRASNOPRESNENSKAYA NAB. STREET 2: ENTRANCE 7 CITY: MOSCOW STATE: 1Z ZIP: 123610 BUSINESS PHONE: 7 (495)967 0527 MAIL ADDRESS: STREET 1: 12, KRASNOPRESNENSKAYA NAB. STREET 2: ENTRANCE 7 CITY: MOSCOW STATE: 1Z ZIP: 123610 3 1 a3.xml 3 X0203 3 2011-03-18 0 0001093691 PLUG POWER INC PLUG 0001506243 Joint Stock Co INTER RAO UES 12, KRASNOPRESNENSKAYA NABEREZHNAYA MOSCOW 1Z 123610 RUSSIAN FEDERATION 0 0 1 0 Common Stock, par value $0.01 per share 44626939 I See Footnote 1. See Exhibit 99.1 /s/ Oleg B. Oksuzyan Oleg B. Oksuzyan, Member of the Management Board of JSC INTER RAO UES 2011-03-29 EX-99.1 2 ex-99d1.htm EX-99.1 Exhibit 99

Exhibit 99.1

 

Filer:  JSC “INTER RAO UES” (“INTER RAO UES”)

 

Address:  entrance 7, 12, Krasnopresnenskaya naberezhnaya, Moscow, 123610, Russia

 

Relationship of Reporting Person to Issuer:  10% owner

 

Explanation of Response:

 

As of the date hereof, OJSC “Third Generation Company of the Wholesale Electricity Market” (“OGK-3”) is the beneficial owner of 44,626,939 shares of Common Stock, or approximately 33.85% of the Issuer’s outstanding Common Stock (the “Shares”).  On March 18, 2011, INTER RAO UES’ wholly-owned subsidiary, JSC “INTER RAO Capital” (“INTER RAO Capital”) acquired 74.74% of OGK-3’s shares.  On March 21, 2011, INTER RAO Capital contributed 65.16% of OGK-3’s shares to INTER RAO UES’ share capital through subscription.  On March 22, 2011, INTER RAO Capital acquired an additional 4.5% of OGK-3’s shares and contributed the remainder of its holdings in OGK-3, 14.08% of OGK-3’s shares, to INTER RAO UES’ share capital through subscription.  In addition, INTER RAO UES’ shareholders contributed 2.6867% of OGK-3’s shares to INTER RAO UES’ share capital through subscription.  As of the date hereof, INTER RAO UES directly owns 81.9267% of OGK-3’s shares.  By virtue of the acquisition of such OGK-3 shares, INTER RAO UES could, pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the “Act”), and rules of the Securities and Exchange Commission adopted thereunder, be deemed to have the power to vote or direct the voting of and the power to dispose or direct the disposition of, such Common Stock.  Accordingly, pursuant to such rules, INTER RAO UES could be deemed to be the beneficial owner of the Shares.

 

INTER RAO UES has expressly disclaimed, for all purposes, beneficial ownership of all securities reported on this Form 3.  This report shall not be deemed an admission that INTER RAO UES is the beneficial owner of such securities for any purpose.