-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DHk4hl0FOLUm7SfkuBsgWGXazjqh6mFTm1qfLMJFxFFl+e7DSRxMAzXXDXoRBVMS SjgqzFAi8EW7lqlXZRV46w== 0001104659-08-078290.txt : 20081223 0001104659-08-078290.hdr.sgml : 20081223 20081223185343 ACCESSION NUMBER: 0001104659-08-078290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081220 FILED AS OF DATE: 20081223 DATE AS OF CHANGE: 20081223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMART HYDROGEN, INC. CENTRAL INDEX KEY: 0001359862 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27527 FILM NUMBER: 081268607 BUSINESS ADDRESS: STREET 1: 135 ARCH. MAKARIOS III AVE STREET 2: EMELLE BLDG 2ND FLOOR, OFFICE NO. 22 CITY: LIMASSOL STATE: G4 ZIP: CY-3021 BUSINESS PHONE: 357-2587-0762 MAIL ADDRESS: STREET 1: 135 ARCH. MAKARIOS III AVE STREET 2: EMELLE BLDG 2ND FLOOR, OFFICE NO. 22 CITY: LIMASSOL STATE: G4 ZIP: CY-3021 FORMER NAME: FORMER CONFORMED NAME: Smart Hydrogen Inc DATE OF NAME CHANGE: 20060419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clayburn Development Inc. CENTRAL INDEX KEY: 0001359865 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27527 FILM NUMBER: 081268606 BUSINESS ADDRESS: STREET 1: PASEA ESTATE STREET 2: ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: 357 25 87 07 62 MAIL ADDRESS: STREET 1: PASEA ESTATE STREET 2: ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Branton LTD CENTRAL INDEX KEY: 0001359849 STATE OF INCORPORATION: C5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27527 FILM NUMBER: 081268605 BUSINESS ADDRESS: STREET 1: KING COURT, 1ST FLOOR, BAY STREET STREET 2: P.O. BOX N-3944 CITY: NASSAU STATE: C5 ZIP: 00000 BUSINESS PHONE: 357 25 868 000 MAIL ADDRESS: STREET 1: KING COURT, 1ST FLOOR, BAY STREET STREET 2: P.O. BOX N-3944 CITY: NASSAU STATE: C5 ZIP: 00000 4 1 a4.xml 4 X0303 4 2008-12-20 1 0001093691 PLUG POWER INC PLUG 0001359862 SMART HYDROGEN, INC. 135 ARCH. MAKARIOS III AVE EMELLE BLDG 2ND FLOOR, OFFICE NO. 22 LIMASSOL G4 CY-3021 CYPRUS 0 0 1 0 0001359865 Clayburn Development Inc. PASEA ESTATE ROAD TOWN TORTOLA D8 00000 VIRGIN ISLANDS, BRITISH 0 0 1 0 0001359849 Branton LTD KING COURT, 1ST FLOOR, BAY STREET P.O. BOX N-3944 NASSAU C5 00000 BAHAMAS 0 0 1 0 Common Stock, par value $0.01 2008-12-20 4 S 0 5126939 0.74 D 0 D Class B Capital Stock, par value $0.01 2008-12-20 4 S 0 395000 0.74 D Common Stock, par value $0.01 39500000 0 D The shares reported above were held directly by Smart Hydrogen Inc. ("Smart Hydrogen"), which is jointly owned and controlled by Clayburn Development Inc. ("Clayburn") and Branton Limited ("Branton"). Branton and Clayburn share investment control and controlling shareholder status over Smart Hydrogen and, as such, were indirect beneficial owners of the reported shares of Common Stock and Class B Capital Stock. Clayburn is a wholly-owned subsidiary of MMC Norilsk Nickel. Upon the disposition of the Class B Capital Stock reported in this Form 4, each share of Class B Capital Stock automatically converted into 100 Shares of Plug Power Inc.'s Common Stock, par value $0.01 per share. /s/ Athina Karelidou, Director of Smart Hydrogen Inc. 2008-12-23 /s/ Andrey Smirnov, Attorney-In-Fact for Clayburn Development Inc. 2008-12-23 /s/ Maria Lambrianidou, Director of Branton Limited 2008-12-23 -----END PRIVACY-ENHANCED MESSAGE-----