0001093691-11-000031.txt : 20111003 0001093691-11-000031.hdr.sgml : 20111003 20111003163147 ACCESSION NUMBER: 0001093691-11-000031 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110929 FILED AS OF DATE: 20111003 DATE AS OF CHANGE: 20111003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HICKEY DOUGLAS T CENTRAL INDEX KEY: 0001259223 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 111120550 MAIL ADDRESS: STREET 1: 2 SOUTH PARK STREET 2: 2ND FL CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 3 1 primary_doc.xml PRIMARY DOCUMENT X0204 3 2011-09-29 0 0001093691 PLUG POWER INC PLUG 0001259223 HICKEY DOUGLAS T 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 0 0 0 Option to Purchase Plug Power Common Stock 102.3 2003-05-22 2012-05-16 Plug Power Common Stock 1000 D Option to Purchase Plug Power Common Stock 50.2 2004-05-20 2013-05-22 Plug Power Common Stock 1000 D Option to Purchase Plug Power Common Stock 75 2005-05-18 2014-05-20 Plug Power Common Stock 1000 D Option to Purchase Plug Power Common Stock 62.2 2006-06-01 2015-06-01 Plug Power Common Stock 1000 D Option to Purchase Plug Power Common Stock 46.4 2007-06-28 2016-06-28 Plug Power Common Stock 1000 D /s/ Gerard L. Conway, Jr., Attorney in Fact 2011-10-03 EX-24 2 poahickey.txt POWER OF ATTORNEY FORM HICKEY LIMITED POWER OF ATTORNEY FOR SECTION 16(a) FILINGS Know all by these presents, that the undersigned hereby constitutes and appoints each of Gerard L. Conway, Jr. and Gerald A. Anderson signing singly, the undersigned's only true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer, director and/or stockholder of Plug Power Inc. (the Company), Forms 3, 4, and 5 and amendments thereto in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5 and any amendments thereto and timely file such forms with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever which, in the opinion of such attorney- in-fact, may be necessary or desirable in connection with the foregoing authority, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Company. This Power of Attorney may be filed with the SEC as a confirming statement of the authority granted herein. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 29th day of September, 2011 /s/ Douglas T. Hickey Douglas T. Hickey