0001093691-11-000029.txt : 20110930
0001093691-11-000029.hdr.sgml : 20110930
20110930160639
ACCESSION NUMBER: 0001093691-11-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110920
FILED AS OF DATE: 20110930
DATE AS OF CHANGE: 20110930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILLIS GARY K
CENTRAL INDEX KEY: 0001121475
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 111117009
MAIL ADDRESS:
STREET 1: 3 MATSON RIDGE
CITY: OLD LYME
STATE: CT
ZIP: 06371
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-09-20
0
0001093691
PLUG POWER INC
PLUG
0001121475
WILLIS GARY K
968 ALBANY SHAKER ROAD
LATHAM
NY
12110
1
0
0
0
Option to Purchase Plug Power Common Stock
1.93
2011-09-20
4
A
0
65000
0
A
2021-09-20
Plug Power Common Stock
65000
89725
D
Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan.
Consists of an option to acquire common stock granted on September 20, 2011 with respect to which: 21,667 shares will become exercisable on September 20, 2012; 21,667 shares will become exercisable on September 20, 2013; 21,666 shares will become exercisable on September 20, 2014.
Existing stock options held by the reporting person have been adjusted to reflect the May 19, 2011 1-for-10 reverse stock split as follows:
125 granted on 10/16/2001 exercise price $36.70; 1,500 granted on 3/25/2003 exercise price $52.90; 1,000 granted on 5/22/2003 exercise price of $50.20; 1,200 granted on 5/20/2004 exercise price $75.00; 1,200 granted on 6/1/2005 exercise price $62.20; 1,200 granted on 6/28/2006 exercise price $46.40; 1,200 granted on 5/17/2007 exercise price $29.80; 1,200 granted 5/21/2008 exercise price $32.10; 1,200 granted on 5/20/2009 exercise price $9.50; 12,500 granted 5/20/2009 exercise price $9.50; 1,200 granted on 5/19/2010 exercise price $4.80; 1,200 granted on 5/12/2011 exercise price $5.10.
/s/ Gerard L. Conway, Jr., Attorney in Fact
2011-09-30