0001093691-11-000026.txt : 20110930 0001093691-11-000026.hdr.sgml : 20110930 20110930153257 ACCESSION NUMBER: 0001093691-11-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110920 FILED AS OF DATE: 20110930 DATE AS OF CHANGE: 20110930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARBERDING LARRY CENTRAL INDEX KEY: 0001167324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 111116844 MAIL ADDRESS: STREET 1: 93 LOTHROP ROAD CITY: GROSSE PTE FARMS STATE: MI ZIP: 48236 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-09-20 0 0001093691 PLUG POWER INC PLUG 0001167324 GARBERDING LARRY 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 0 0 0 Option to Purchase Plug Power Common Stock 1.93 2011-09-20 4 A 0 65000 0 A 2021-09-20 Plug Power Common Stock 65000 92500 D Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan. Consists of an option to acquire common stock granted on September 20, 2011 with respect to which: 21,667 shares will become exercisable on September 20, 2012; 21,667 shares will become exercisable on September 20, 2013; 21,666 shares will become exercisable on September 20, 2014. Existing stock options held by the reporting person have been adjusted to reflect the May 19, 2011 1-for-10 reverse stock split as follows: 1,000 granted on 5/16/2002 exercise price $102.30; 500 granted on 5/16/2002 exercise price $102.30; 1,500 granted on 5/22/2003 exercise price $50.20; 1,500 granted on 5/20/2004 exercise price $75.00; 1,500 granted on 6/1/2005 exercise price $62.20; 1,500 granted on 6/28/2006 exercise price $46.40; 1,500 granted on 5/17/2007 exercise price $29.80; 1,500 granted on 5/21/2008 exercise price $32.10; 1,500 granted on 5/20/2009 exercise price $9.50; 12,500 granted on 5/20/2009 exercise price $9.50; 1,500 granted on 5/19/2010 exercise price $4.80; 1,500 granted on 5/12/2011 exercise price $5.10. This total also accounts for 1,500 options that expired on May 16, 2011. /s/ Gerard L. Conway, Jr., Attorney in Fact 2011-09-30