-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IAW+KmRpd3lCF9H9nIvEpM27E/qhv3D2Z0qFOFSJw7HjM4jwIA2poQkuJnGAh8TU dtmelSBTLLueHWB4Ny93Xw== 0001093691-09-000039.txt : 20090522 0001093691-09-000039.hdr.sgml : 20090522 20090522145620 ACCESSION NUMBER: 0001093691-09-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090512 FILED AS OF DATE: 20090522 DATE AS OF CHANGE: 20090522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Gerald A CENTRAL INDEX KEY: 0001401989 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27527 FILM NUMBER: 09848915 MAIL ADDRESS: STREET 1: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-05-12 0 0001093691 PLUG POWER INC PLUG 0001401989 Anderson Gerald A 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 Chief Financial Officer Plug Power Common Stock 2009-05-12 4 A 0 8551 0 A 80259 D Plug Power Common Stock 2009-05-12 4 F 0 2963 0.91 D 77296 D Option to Purchase Common Stock 0.95 2009-05-20 4 A 0 2500 0 A 2019-05-20 Common Stock 2500 74500 D Stock grant pursuant to the Plug Power 1999 Stock Option and Incentive Plan and the Executive Incentive Plan as adopted by the Board of Directors on February 15, 2007 and as amended by the Board of Directors on July 30, 2008. Sales of shares to satisfy income tax withholding obligation. Awarded pursuant to Plug Power's 2009 Founder's Grant and Long-Term Incentive Plan. The stock options vest as follows: 834 shares become exercisable on May 20, 2010; 833 shares become exercisable on May 20, 2011; 833 shares become exercisable on May 20, 2012. /s/ Gerard L. Conway, Jr., Attorney in Fact 2009-05-22 -----END PRIVACY-ENHANCED MESSAGE-----