-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PjNJlervSZmXwJhtFv/dTaDEaC0OB0V2zKkLMqJVxpY1zQhW/IALHhF/Izt0+AKw saFhc6McVjC28O1UnS7GPw== 0001093691-09-000035.txt : 20090522 0001093691-09-000035.hdr.sgml : 20090522 20090522135450 ACCESSION NUMBER: 0001093691-09-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090520 FILED AS OF DATE: 20090522 DATE AS OF CHANGE: 20090522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELMER MAUREEN O CENTRAL INDEX KEY: 0001279977 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27527 FILM NUMBER: 09848546 MAIL ADDRESS: STREET 1: 12 WEMBLY COURT CITY: DELMAR STATE: NY ZIP: 12054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-05-20 0 0001093691 PLUG POWER INC PLUG 0001279977 HELMER MAUREEN O 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 0 0 0 Option to Purchase Common Stock 0.95 2009-05-20 4 A 0 12000 0 A 2019-05-20 Common Stock 12000 83000 D Option to Purchase Common Stock 0.95 2009-05-20 4 A 0 125000 0 A 2019-05-20 Common Stock 125000 208000 D Awarded pursuant to Plug Power's 2009 Non-Employee Director Compensation Plan. Consists of an option to acquire common stock granted on May 20, 2009 with respect to which: 12,000 shares will become exercisable one year from the grant date provided that the non-employee director has remained as a director of the Company during that one-year period. Awarded pursuant to Plug Power's 2009 Founder's Grant and Long-Term Incentive Plan. The stock options vest as follows: 41,667 shares become exercisable on May 20, 2010; 41,667 shares become exercisable on May 20, 2011; 41,666 shares become exercisable on May 20, 2012. /s/ Gerard L. Conway, Jr., Attorney in Fact 2009-05-22 -----END PRIVACY-ENHANCED MESSAGE-----