-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CI5nCuW4zcyCqxzS80JQkJCeVMcl/Gyris1zVzPc4nVgQQ0bI8OchEaGMrJC2vGD BuYYsdDoL2khy+NtctvjPg== 0001093691-09-000034.txt : 20090522 0001093691-09-000034.hdr.sgml : 20090522 20090522133301 ACCESSION NUMBER: 0001093691-09-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090520 FILED AS OF DATE: 20090522 DATE AS OF CHANGE: 20090522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARBERDING LARRY CENTRAL INDEX KEY: 0001167324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27527 FILM NUMBER: 09848368 MAIL ADDRESS: STREET 1: 93 LOTHROP ROAD CITY: GROSSE PTE FARMS STATE: MI ZIP: 48236 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-05-20 0 0001093691 PLUG POWER INC PLUG 0001167324 GARBERDING LARRY 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 0 0 0 Option to Purchase Common Stock 0.95 2009-05-20 4 A 0 15000 0 A 2019-05-20 Common Stock 15000 135000 D Option to Purchase Common Stock 0.95 2009-05-20 4 A 0 125000 0 A 2019-05-20 Common Stock 125000 260000 D Awarded pursuant to Plug Power's 2009 Non-Employee Director Compensation Plan. Consists of an option to acquire common stock granted on May 20, 2009 with respect to which: 15,000 shares will become exercisable one year from the grant date provided that the non-employee director has remained as a director of the Company during that one-year period. Awarded pursuant to Plug Power's 2009 Founder's Grant and Long-Term Incentive Plan. The stock options vest as follows: 41,667 shares become exercisable on May 20, 2010; 41,667 shares become exercisable on May 20, 2011; 41,666 shares become exercisable on May 20, 2012. /s/ Gerard L. Conway, Jr., Attorney in Fact 2009-05-22 -----END PRIVACY-ENHANCED MESSAGE-----