0001062993-13-005587.txt : 20131112 0001062993-13-005587.hdr.sgml : 20131111 20131112175129 ACCESSION NUMBER: 0001062993-13-005587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131023 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Air Liquide Investissements d'Avenir et de Demonstration CENTRAL INDEX KEY: 0001575915 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 131211665 BUSINESS ADDRESS: STREET 1: 6, RUE COGNACQ JAY CITY: PARIS STATE: I0 ZIP: 75007 BUSINESS PHONE: 330144434645 MAIL ADDRESS: STREET 1: 6, RUE COGNACQ JAY CITY: PARIS STATE: I0 ZIP: 75007 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2013-10-23 0001093691 PLUG POWER INC PLUG 0001575915 Air Liquide Investissements d'Avenir et de Demonstration 6, RUE COGNACQ JAY PARIS I0 75007 FRANCE 1 0 0 0 Option to Purchase Common Stock 0.57 2013-10-23 4 A 0 65000 0 A 2014-10-23 2023-10-23 Common Stock 65000 65000 I See footnote Awarded and held directly by Mr. Xavier Pontone pursuant to Plug Power Inc.'s 2002 Non-Employee Director Compensation Plan. Xavier Pontone serves on the board of directors of Plug Power Inc. as the representative of Air Liquide Investissements d'Avenir et de Demonstration, and Air Liquide Investissements d'Avenir et de Demonstration may be deemed to be the beneficial owner of such award. /s/ Eric Sebellin, Directeur de la soci?t? of Air Liquide Investissements d'Avenir et de Demonstration 2013-11-12