0001062993-13-005586.txt : 20131112 0001062993-13-005586.hdr.sgml : 20131111 20131112175042 ACCESSION NUMBER: 0001062993-13-005586 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131023 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Air Liquide Investissements d'Avenir et de Demonstration CENTRAL INDEX KEY: 0001575915 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 131211661 BUSINESS ADDRESS: STREET 1: 6, RUE COGNACQ JAY CITY: PARIS STATE: I0 ZIP: 75007 BUSINESS PHONE: 330144434645 MAIL ADDRESS: STREET 1: 6, RUE COGNACQ JAY CITY: PARIS STATE: I0 ZIP: 75007 3 1 form3.xml INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES X0206 3 2013-10-23 0 0001093691 PLUG POWER INC PLUG 0001575915 Air Liquide Investissements d'Avenir et de Demonstration 6 RUE COGNACQ JAY PARIS I0 75007 FRANCE 1 0 0 0 Common Stock 39324 D Series C Redeemable Convertible Preferred Stock Common Stock 10431 D Convertible at the option of Air Liquide Investissements d'Avenir et de Demonstration's into shares of Common Stock at the conversion price on the earlier of (1) on or after May 8, 2014 or (2) any liquidation, dissolution or winding up of the Company, any sale, consolidation or merger of the Company resulting in a change of control, or any sale or other transfer of all or substantially all of the assets of the Company. There is no expiration date for conversion. The conversion price is equal to $0.248794 per share and is subject to certain adjustments. Xavier Pontone serves on the board of directors of Plug Power Inc. as the representative of Air Liquide Investissements d'Avenir et de Demonstration. /s/ Eric Sebellin, Directeur de la soci?t? of Air Liquide Investissements d'Avenir et de Demonstration 2013-11-12