0001019056-17-000065.txt : 20170130 0001019056-17-000065.hdr.sgml : 20170130 20170130161602 ACCESSION NUMBER: 0001019056-17-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170126 FILED AS OF DATE: 20170130 DATE AS OF CHANGE: 20170130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Air Liquide Investissements d'Avenir et de Demonstration CENTRAL INDEX KEY: 0001575915 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 17557656 BUSINESS ADDRESS: STREET 1: 6, RUE COGNACQ JAY CITY: PARIS STATE: I0 ZIP: 75007 BUSINESS PHONE: 330144434645 MAIL ADDRESS: STREET 1: 6, RUE COGNACQ JAY CITY: PARIS STATE: I0 ZIP: 75007 4 1 aliad_4.xml OWNERSHIP DOCUMENT X0306 4 2017-01-26 0 0001093691 PLUG POWER INC PLUG 0001575915 Air Liquide Investissements d'Avenir et de Demonstration 6, RUE COGNACQ JAY PARIS I0 75007 FRANCE 1 0 0 0 Series C Redeemable Convertible Preferred Stock 2017-01-26 4 S 0 1750 1253.00 D 2014-05-08 Common Stock, par value $0.01 per share 1858257 3481 D Series C Redeemable Convertible Preferred Stock 2017-01-26 4 S 0 870 1253.00 D 2014-05-08 Common Stock, par value $0.01 per share 923819 2611 D This Form 4 reports the sale to two buyers of a total of 2,620 shares of Series C Redeemable Convertible Preferred Stock originally acquired on May 16, 2013. At the current conversion rate of 0.2343 per share, each share of Series C Redeemable Convertible Preferred Stock is convertible into 1,061.86086214255 shares of Common Stock. The Series C Redeemable Convertible Preferred Stock does not have an expiration date. Xavier Pontone serves on the board of directors of Plug Power Inc. as the representative of Air Liquide Investissements d'Avenir et de Demonstration. /s/ Eric Sebellin, Directeur de la Societe of Air Liquide Investissements d'Avenir et de Demonstration 2017-01-30