0001019056-17-000065.txt : 20170130
0001019056-17-000065.hdr.sgml : 20170130
20170130161602
ACCESSION NUMBER: 0001019056-17-000065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170126
FILED AS OF DATE: 20170130
DATE AS OF CHANGE: 20170130
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLUG POWER INC
CENTRAL INDEX KEY: 0001093691
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 223672377
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
BUSINESS PHONE: 5187827700
MAIL ADDRESS:
STREET 1: 968 ALBANY-SHAKER ROAD
CITY: LATHAM
STATE: NY
ZIP: 12110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Air Liquide Investissements d'Avenir et de Demonstration
CENTRAL INDEX KEY: 0001575915
STATE OF INCORPORATION: I0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34392
FILM NUMBER: 17557656
BUSINESS ADDRESS:
STREET 1: 6, RUE COGNACQ JAY
CITY: PARIS
STATE: I0
ZIP: 75007
BUSINESS PHONE: 330144434645
MAIL ADDRESS:
STREET 1: 6, RUE COGNACQ JAY
CITY: PARIS
STATE: I0
ZIP: 75007
4
1
aliad_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-01-26
0
0001093691
PLUG POWER INC
PLUG
0001575915
Air Liquide Investissements d'Avenir et de Demonstration
6, RUE COGNACQ JAY
PARIS
I0
75007
FRANCE
1
0
0
0
Series C Redeemable Convertible Preferred Stock
2017-01-26
4
S
0
1750
1253.00
D
2014-05-08
Common Stock, par value $0.01 per share
1858257
3481
D
Series C Redeemable Convertible Preferred Stock
2017-01-26
4
S
0
870
1253.00
D
2014-05-08
Common Stock, par value $0.01 per share
923819
2611
D
This Form 4 reports the sale to two buyers of a total of 2,620 shares of Series C Redeemable Convertible Preferred Stock originally acquired on May 16, 2013. At the current conversion rate of 0.2343 per share, each share of Series C Redeemable Convertible Preferred Stock is convertible into 1,061.86086214255 shares of Common Stock.
The Series C Redeemable Convertible Preferred Stock does not have an expiration date.
Xavier Pontone serves on the board of directors of Plug Power Inc. as the representative of Air Liquide Investissements d'Avenir et de Demonstration.
/s/ Eric Sebellin, Directeur de la Societe of Air Liquide Investissements d'Avenir et de Demonstration
2017-01-30