0001003297-13-000575.txt : 20131220 0001003297-13-000575.hdr.sgml : 20131220 20131220155100 ACCESSION NUMBER: 0001003297-13-000575 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20131220 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20131220 DATE AS OF CHANGE: 20131220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 131291505 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 8-K 1 esplugpower8k12-20.htm _

 

 

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_______________________________

 

FORM 8‑K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

__________________________________

 

Date of Report (Date of earliest event reported):  December 20, 2013

 

 

 

          PLUG POWER INC.         
(Exact name of registrant as specified in charter)

Delaware

1-34392

22-3672377

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

968 Albany Shaker Road, Latham, New York  12110
(Address of Principal Executive Offices)  (Zip Code)

(518) 782-7700
(Registrant’s telephone number, including area code)

     

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

      □   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

      □   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

      □   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

      □   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

                                                 

 

 

 


 

 

 

 

 

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

 

On December 19, 2013, Plug Power Inc. (the “Company”) received a letter from the staff of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company has regained compliance with Nasdaq’s minimum bid price rule for continued listing set forth in Nasdaq Listing Rule 5550(a)(2).  The Company satisfied the terms of the Nasdaq Listing Qualifications Panel by complying with the minimum bid price requirement of $1.00 per share and all other applicable requirements for continued listing on The Nasdaq Capital Market. Accordingly, Nasdaq advised that the matter is now closed.

 

On December 20, 2013, the Company issued a press release announcing that it had received the letter described above.  The full text of the press release is attached to this current report on Form 8-K as Exhibit 99.1.

 

 

 

Item 9.01 Financial Statements and Exhibits.

 

 

(d) Exhibits.

 

Exhibit Number

 

Title

 

 

 

99.1

 

Press Release of Plug Power Inc. dated December 20, 2013

 

 

 

 

 

 

 

 

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

PLUG POWER INC.

Date:  December 20, 2013

By: /s/ Andrew Marsh

 

Andrew Marsh

 

Chief Executive Officer

 

 

 

 

 

 

 

 

 

 

EX-99 2 e99-1.htm News Release

 

News Release

 

 

FOR IMMEDIATE RELEASE

 

PLUG POWER REGAINS COMPLIANCE WITH NASDAQ LISTING RULES

 

LATHAM, NY – December 20, 2013 – Plug Power Inc. (NASDAQ: PLUG), a leader in providing clean, reliable energy solutions, announced today that it has received a letter from The NASDAQ Stock Market advising that the Company has regained compliance with NASDAQ’s minimum bid price listing requirement.

 

The Company has satisfied the terms of the NASDAQ Listing Qualifications Panel by complying with the minimum bid price requirement of $1.00 per share under NASDAQ Listing Rule 5550(a)(2), and all other criteria for continued listing on The NASDAQ Capital Market.  Accordingly, NASDAQ has advised that the matter is now closed.

 

###

 

Media and Investor Relations Contact:

Teal Vivacqua

Plug Power Inc.

Phone: (518) 738-0269

 

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