0001003297-13-000529.txt : 20131112 0001003297-13-000529.hdr.sgml : 20131111 20131112175440 ACCESSION NUMBER: 0001003297-13-000529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131023 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pontone Xavier CENTRAL INDEX KEY: 0001589103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 131211688 MAIL ADDRESS: STREET 1: C/O AIR LIQUIDE HYDROGEN ENERGY STREET 2: 6, RUE COGNACQ JAY CITY: PARIS STATE: I0 ZIP: 75007 4 1 pontone.xml PRIMARY DOCUMENT X0306 4 2013-10-23 0001093691 PLUG POWER INC PLUG 0001589103 Pontone Xavier C/O AIR LIQUIDE ADVANCE BUSINESS 6 RUE COGNACQ JAY PARIS I0 75007 FRANCE 1 0 0 0 Option to Purchase Common Stock 0.57 2013-10-23 4 A 0 65000 0 A 2014-10-23 2023-10-23 Common Stock 65000 65000 D Awarded and held directly by Mr. Xavier Pontone pursuant to Plug Power Inc.'s 2002 Non-Employee Director Compensation Plan. Mr. Pontone serves on the board of directors of Plug Power Inc. as the representative of Air Liquide Investissements d'Avenir et de Demonstration. Mr. Pontone disclaims beneficial ownership of the award. Air Liquide Investissements d'Avenir et de Demonstration may be deemed the beneficial owner of such award. /s/ Xavier Pontone 2013-11-12