0001003297-13-000350.txt : 20130730 0001003297-13-000350.hdr.sgml : 20130730 20130730093539 ACCESSION NUMBER: 0001003297-13-000350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130729 FILED AS OF DATE: 20130730 DATE AS OF CHANGE: 20130730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Corless Adrian J CENTRAL INDEX KEY: 0001484979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 13994208 MAIL ADDRESS: STREET 1: 968 ALBANY SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 4 1 corless.xml PRIMARY DOCUMENT X0306 4 2013-07-29 0001093691 PLUG POWER INC PLUG 0001484979 Corless Adrian J 968 ALBANY SHAKER ROAD LATHAM NY 12110 0 1 0 0 Chief Technology Officer Common Stock .37 2013-07-24 4 A 0 200000 0.00 A 2023-07-24 Common Stock 200000 296950 D Restricted Stock Units 2013-07-24 4 A 0 33334 0.00 A 2023-07-24 Common Stock 50000 330284 D Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan The stock options vest as follows: 66,667 shares become exercisable on July 24, 2014; 66,667 shares become exercisable on July 24, 2015; 66,666 shares become exercisable on July 24, 2016 Each restricted stock unit represents the contingent right to receive 1.5 shares of common stock upon vesting of the restricted stock unit Awarded pursuant to Plug Power's 2011 Stock Option and Incentive Plan The restricted stock units vest as follows: 11,112 shares vest on July 24, 2014; 11,111 shares vest on July 24, 2015; 11,111 shares lapse on July 24, 2016 /s/ Gerard L. Conway, Jr. 2013-07-29