0001003297-13-000333.txt : 20130705 0001003297-13-000333.hdr.sgml : 20130704 20130705165942 ACCESSION NUMBER: 0001003297-13-000333 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130628 FILED AS OF DATE: 20130705 DATE AS OF CHANGE: 20130705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILLIS GARY K CENTRAL INDEX KEY: 0001121475 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 13955832 MAIL ADDRESS: STREET 1: 3 MATSON RIDGE CITY: OLD LYME STATE: CT ZIP: 06371 4 1 willis.xml PRIMARY DOCUMENT X0306 4 2013-06-28 0001093691 PLUG POWER INC PLUG 0001121475 WILLIS GARY K 968 ALBANY SHAKER ROAD LATHAM NY 12110 1 0 0 0 Plug Power Common Stock 2013-07-02 4 A 0 48611 .36 A 170595 D Option to pruchase Plug Power Common Stock .38 2013-06-28 4 A 0 12000 0 A 2013-06-28 Plug Power Common Stock 12000 111100 D Quarterly stock compensation awarded to directors pursuant to Plug Power's 2011 Non-Employee Director Compensation Plan. Award Pursuant to Plug Power's 2011 Non-Employee Director Compensation Plan. Consists of an option to acquire common stock granted on June 28, 2013 with respect to which 12,000 shares will become exercisable one year from the grant date provided the non-employee director has remained a director of the Company during that one year period. This total also accounts for 125 options that expired on October 16, 2012, 1,500 options that expired on March 25, 21013, and 1,000 options that expired on May 22, 2013. /s/ Gerard L. Conway Jr., Attorney in Fact 2013-07-05