-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AbCr0FkzJEUm1d9VC8vteQ+UzriD5KKzZfviWVgB7WB2/pf57rF3IkdXAu0ZrSo/ E7xo1hBHrtWwdlfRSTqKJw== 0001003297-09-000245.txt : 20091023 0001003297-09-000245.hdr.sgml : 20091023 20091023172413 ACCESSION NUMBER: 0001003297-09-000245 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20091022 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20091023 DATE AS OF CHANGE: 20091023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34392 FILM NUMBER: 091135188 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 8-K/A 1 esplugpower8ka.htm PlugPower8K/A

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C.  20549

 

 

FORM 8-K/A

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported)

October 22, 2009

 

PLUG POWER INC.

(Exact Name of Registrant as Specified in Charter)

 

 

Delaware

000-27527

22-3672377

(State or Other Jurisdiction

(Commission File Number)

(IRS Employer

of Incorporation)

 

 Identification No.)

 

968 Albany Shaker Road, Latham, New York  12110

 (Address of Principal Executive Offices) (Zip Code)

 

 

Registrant's telephone number, including area code: (518) 782-7700

 

_____________________________________________________

 (Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

      o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

      o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

      o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

      o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 


 


 

 

 

 

This amended report on Form 8-K/A is filed to correct an error in the description of the letter received from The Nasdaq Stock Market.

 

Item 8.01.   Other Events.

 

On October 22, 2009, Plug Power Inc. (the “Company”) received a letter from The Nasdaq Stock Market (“Nasdaq”) stating that the Company had regained compliance with Nasdaq Marketplace Rule 5450(a)(1) because the bid price of the Company’s common stock closed above the required minimum $1.00 per share for ten consecutive business days.  On October 22, 2009, the Company issued a press release announcing the receipt of the Nasdaq letter.  A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated by reference herein.

 

Item 9.01.  Financial Statements and Exhibits.

 

(d)        Exhibits.

 

99.1                 Press Release issued by Plug Power Inc. dated October 22, 2009.

 

 

 

2


 


 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

PLUG POWER INC.

 

 

 

 

 

 

Date:    October 23, 2009

          By: /s/ Gerard L. Conway, Jr._____

 

    Name:  Gerard L. Conway, Jr.

 

    Title:    General Counsel

                                        

 

 

 

 

 

 

 

3


 


 

 

 

 

EXHIBIT INDEX

 

 

   Exhibit No.             Description

 

 

99.1                 Press Release issued by Plug Power Inc. dated October 22, 2009.

 

 

 

 

 

 

 

 

 

 

 

4


 

 

EX-99.1 2 es99-1.htm Exhibit 99.1

 

 

News Release

 

 

FOR IMMEDIATE RELEASE

 

PLUG POWER REGAINS COMPLIANCE

WITH NASDAQ LISTING RULES

 

LATHAM, NY – October 22, 2009 – Plug Power Inc. (NASDAQ: PLUG), a leader in providing clean, reliable energy solutions, announced today that it has received a letter from The NASDAQ Stock Market advising that the Company had regained compliance with The NASDAQ’s minimum bid price listing requirements.

 

Plug Power had received a notice of deficiency on September 15 stating that the Company was not in compliance with The NASDAQ Marketplace Rule 5450(a)(1) because the bid price of the Company’s common stock had closed below the required minimum $1.00 per share for the previous 30 consecutive business days. Plug Power was notified that it could regain compliance if within 180 days the bid price of the Company’s common stock closed at $1.00 per share or more for a period of at least 10 consecutive trading days.

 

The letter received from The NASDAQ on October 22, 2009 stated that Plug Power’s common share price had closed above the $1.00 minimum bid price for 10 consecutive trading days, as of market close on October 21, 2009. Therefore, the Company had regained compliance and The NASDAQ advised that the matter is now closed.

 

###

 

Media Contact:

Katrina Fritz Intwala

Plug Power Inc.    

Phone: (518) 782-7700 ext. 1360

media@plugpower.com

Investor Relations Contact:

Cathy Yudzevich

Plug Power Inc.

Phone: (518) 782-7700 ext. 1448

investors@plugpower.com

 

-30-

 

 

 

 

 

 

 

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