-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NElBQotgdNg6YAw/87vqJT0CYIJijRyD1IRx4RH4fOZcbMUjCns0KAJWj1VBxyVv I2/XzKbZVokc8gSsIUjgug== 0000927016-99-003788.txt : 19991117 0000927016-99-003788.hdr.sgml : 19991117 ACCESSION NUMBER: 0000927016-99-003788 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PLUG POWER INC CENTRAL INDEX KEY: 0001093691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 223672377 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-86089 FILM NUMBER: 99758448 BUSINESS ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 5187827700 MAIL ADDRESS: STREET 1: 968 ALBANY-SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 424B3 1 PROSPECTUS SUPPLEMENT NO. 1 Filed Pursuant to Rule 424(b)(3) Registration No. 333-86089 Prospectus Supplement No. 1 (To Prospectus Dated October 28, 1999) PLUG POWER INC. ___________________ This prospectus supplement supplements the prospectus dated October 28, 1999 of Plug Power Inc. (the "Prospectus") relating to the public offering and sale by Plug Power of 6,000,000 shares of common stock, par value $.01 per share, and up to an additional 900,000 shares of common stock issuable pursuant to the underwriters' overallotment option. This prospectus supplement should be read in conjunction with, and may not be delivered or utilized without, the Prospectus. The terms "us," "we" and "our" used in this prospectus supplement mean Plug Power Inc. The information set forth under the caption "Business -- Legal Proceedings" in the Prospectus is supplemented as follows: On November 8, 1999, we received correspondence from counsel to DCT, Inc. alleging, among other things, that we misappropriated from DCT business and technical trade secrets, ideas, know-how and strategies relating to fuel cell systems, and that certain contractual obligations owed to DCT were breached. The correspondence threatens litigation against us as well as Edison Development Corporation, DTE Energy Company, The Detroit Edison Company and Mechanical Technology Incorporated. We believe that the allegations made against us are without merit and we intend to vigorously contest any litigation which may be filed with regard to this matter, but the ultimate outcome of any litigation is of course uncertain. ____________________ The date of this prospectus supplement is November 16, 1999 -----END PRIVACY-ENHANCED MESSAGE-----